Investment Management

As separately licensed financial advisers with Eagle Strategies LLC*, clients may ask us to provide Investment Management services in addition to our personalized Investment Advisory Services. Using a highly disciplined process, we assist our clients in selecting investment strategies that fit their financial goals and objectives. To implement these strategies, Eagle's Investment Management program, available through SPA advisors, uses third party professionally managed accounts, consisting of mutual fund portfolios, individual securities portfolios, and separately managed accounts (SMAs).  Our process is divided into a number of steps, including:

  • Implementing your investment objectives, including:
    • Reviewing your investment policy, asset allocation, and tolerance for investment risk
    • Assisting you in selecting appropriate investment opportunities, including mutual funds** and money managers  
    • Overseeing the implementation process
  • Monitoring your investment portfolio, including:
    • Periodic performance reporting and review (usually quarterly)
    • Evaluating manager activities and performance
    • Re-balancing asset allocation, if necessary
    • Updating your investment plan, if necessary, to reflect your changing needs

While many of our clients take advantage of both our Investment Advisory and Investment Management services, many others select just one service. Regardless of your choice, your Eagle Strategies Financial Adviser will be available to provide you with independent, objective service directed at accomplishing your investment goals.

* Eagle Strategies LLC is a Registered Investment Adviser and an indirect, wholly-owned subsidiary of New York Life. Your SPA Financial Advisor and Eagle Strategies LLC work together to provide you with investment advisory and financial planning services.
** Securities offered by NYLIFE Securities LLC (member FINRA/SIPC)